Bamboo Scroll竹簡 Ep. 12 · The Deep Roots
A crowd of white-robed university students before the rammed-earth gate of Luoyang holding up a list of names on a silk scroll, armored eunuch-scribes watching from the gate platform, 166 CE
Bamboo Scroll · Han · Episode 12

The Deep Roots

The Partisan Prohibitions, 166–184 CE — The throne's servants called the empire's best-known men a faction and outlawed them; two prohibitions, eighteen years apart, turned the honour-roll of the age into a criminal register — and the gentry learned from it that the court was something to be survived, not served.
18 panels~9 min read free to readevery line sourced
Panel 01: In Luoyang the empire's two oldest powers — the scholar-official families and the throne's own servants — were grinding into each other. In 166 the emperor's jail filled with the most famous names in the realm, and an edict fixed what the court was to call them: a party, a gang, a fang.
In Luoyang the empire's two oldest powers — the scholar-official families and the throne's own servants — were grinding into each other. In 166 the emperor's jail filled with the most famous names in the realm, and an edict fixed what the court was to call them: a party, a gang, a fang.
Panel 02: It began with the university in motion: students in white robes walking to the court's gate, beating drums, asking for an audience, and saying the dangerous thing out loud — that the men being arrested were the empire's good name, and the men arresting them were its disease.
It began with the university in motion: students in white robes walking to the court's gate, beating drums, asking for an audience, and saying the dangerous thing out loud — that the men being arrested were the empire's good name, and the men arresting them were its disease.
Panel 03: Why the students cared was simple, and it was career. A man entered the world of office by reputation: recommendation from the commandery, then a name made at the capital among the men who judged names. That machinery of character was a gate the eunuchs could not buy — so the eunuchs called the gate a conspiracy.
Why the students cared was simple, and it was career. A man entered the world of office by reputation: recommendation from the commandery, then a name made at the capital among the men who judged names. That machinery of character was a gate the eunuchs could not buy — so the eunuchs called the gate a conspiracy.
Panel 04: The quarrel turned violent in the provinces. In Nanyang the governor Cheng Jin, at the urging of his auditor Cen Ye, killed a criminal who had run to the protection of the palace; another governor in the north killed a man of the eunuchs' household when the arrest came. The eunuchs' answer was the one they always had: the men are a faction, and the faction is treason.
The quarrel turned violent in the provinces. In Nanyang the governor Cheng Jin, at the urging of his auditor Cen Ye, killed a criminal who had run to the protection of the palace; another governor in the north killed a man of the eunuchs' household when the arrest came. The eunuchs' answer was the one they always had: the men are a faction, and the faction is treason.
Panel 05: In 166 the first prohibition came down. Li Ying, Du Mi and two hundred and odd of the empire's named men sat in the emperor's jail for a year; and the realm answered the charge by honouring it — its most famous sorted into Three Lords, Eight Elites, Eight Who Nurture, Eight Who Lead and Eight Providers — thirty-five names the age had written for itself, and the court read back as evidence.
In 166 the first prohibition came down. Li Ying, Du Mi and two hundred and odd of the empire's named men sat in the emperor's jail for a year; and the realm answered the charge by honouring it — its most famous sorted into Three Lords, Eight Elites, Eight Who Nurture, Eight Who Lead and Eight Providers — thirty-five names the age had written for itself, and the court read back as evidence.
Panel 06: Under question the prisoners could not make the charge into what it was not. They had done nothing in secret: they had simply governed by the letter where the palace's servants expected indulgence, and the emperor had called doing their offices a conspiracy of thirty-five great names.
Under question the prisoners could not make the charge into what it was not. They had done nothing in secret: they had simply governed by the letter where the palace's servants expected indulgence, and the emperor had called doing their offices a conspiracy of thirty-five great names.
Panel 07: The empress-dowager Dou would not carry the odium of the jail: she spoke for the prisoners at every banquet until the emperor could not meet her face, and at the last she left the hall in anger and made it known she would leave the palace altogether. The prisoners went home under a sentence worse than death — their names on the proscription roll, and their lives under a bolt.
The empress-dowager Dou would not carry the odium of the jail: she spoke for the prisoners at every banquet until the emperor could not meet her face, and at the last she left the hall in anger and made it known she would leave the palace altogether. The prisoners went home under a sentence worse than death — their names on the proscription roll, and their lives under a bolt.
Panel 08: In early 168 the emperor died without a son, and for one season the party's friends stood at the gate of the palace itself. Dou Wu as regent and Chen Fan as Grand Tutor chose the new emperor out of the possible princes for being simple and young — a boy whose government the two old men could run — and their first move was against the inner court.
In early 168 the emperor died without a son, and for one season the party's friends stood at the gate of the palace itself. Dou Wu as regent and Chen Fan as Grand Tutor chose the new emperor out of the possible princes for being simple and young — a boy whose government the two old men could run — and their first move was against the inner court.
Panel 09: The regency leaked. The eunuchs swore the guard to the emperor rather than the regent, bought the officers at the gates with the titles they could give and the regent could not, and the palace's soldiers went over one by one until the regent's men were facing their own old comrades. Chen Fan, old and untrained to arms, led his officers at the gate with a sword he had never used, and was taken there; the regent's men broke, and he was cut down outside the northern gate.
The regency leaked. The eunuchs swore the guard to the emperor rather than the regent, bought the officers at the gates with the titles they could give and the regent could not, and the palace's soldiers went over one by one until the regent's men were facing their own old comrades. Chen Fan, old and untrained to arms, led his officers at the gate with a sword he had never used, and was taken there; the regent's men broke, and he was cut down outside the northern gate.
Panel 10: After the dead regent came the accusers' settlement. The bodies of Dou Wu and Chen Fan were exposed in the market, their kin exiled to the garrisons of the north, their guests and dependents scattered; the eunuch lords wrote the names of their personal enemies into the case, and the empire hunted them at the wall-writings of a palace office. The party was not finished; it was only beginning to be a list.
After the dead regent came the accusers' settlement. The bodies of Dou Wu and Chen Fan were exposed in the market, their kin exiled to the garrisons of the north, their guests and dependents scattered; the eunuch lords wrote the names of their personal enemies into the case, and the empire hunted them at the wall-writings of a palace office. The party was not finished; it was only beginning to be a list.
Panel 11: In 169 the bolt snapped shut for good. A case was forged in the palace against Li Ying and Du Mi — the old crime of keeping students and calling one another by name — and this time the boy emperor asked his ministers what the party's crime was, and was answered: they confederated, and they slandered the court. That was the whole rule — whoever moved with them, was of them. Li Ying died in prison with his house attainted; of those swept up with him, the history gives a number it is careful about: six or seven hundred dead, transported, or struck from the registers.
Fan Pang I would have you learn to be bad — but bad is not to be learned. I would have you learn to be good — and I, who was not bad, am undone by it.
In 169 the bolt snapped shut for good. A case was forged in the palace against Li Ying and Du Mi — the old crime of keeping students and calling one another by name — and this time the boy emperor asked his ministers what the party's crime was, and was answered: they confederated, and they slandered the court. That was the whole rule — whoever moved with them, was of them. Li Ying died in prison with his house attainted; of those swept up with him, the history gives a number it is careful about: six or seven hundred dead, transported, or struck from the registers.
Panel 12: The order of the palace named its men: all who had kept students, taught pupils, or exchanged goods and reputations with the prisoners. The lists were drawn from a register the age kept of itself, and read back as criminal inventory — Three Lords, Eight Elites, Eight Who Nurture, Eight Who Lead, Eight Providers: the honour-roll become the proscription-roll.
The order of the palace named its men: all who had kept students, taught pupils, or exchanged goods and reputations with the prisoners. The lists were drawn from a register the age kept of itself, and read back as criminal inventory — Three Lords, Eight Elites, Eight Who Nurture, Eight Who Lead, Eight Providers: the honour-roll become the proscription-roll.
Panel 13: One name the palace could not catch. Zhang Jian had opened the whole business by accusing the great eunuch Hou Lan's house in his own commandery of the crimes the memoirs list; now he fled, and the empire did a thing no law could punish: every door he reached, he stopped at and asked lodging, and every door took him in. The histories' five words for it became the age's confession — look at a door, throw yourself at it.
One name the palace could not catch. Zhang Jian had opened the whole business by accusing the great eunuch Hou Lan's house in his own commandery of the crimes the memoirs list; now he fled, and the empire did a thing no law could punish: every door he reached, he stopped at and asked lodging, and every door took him in. The histories' five words for it became the age's confession — look at a door, throw yourself at it.
Panel 14: Du Mi's answer was the other half of the code. The order to arrest him reached his own commandery while he sat at his office, and men came to urge him to run to Zhang Jian's road. He would not: the law had made breaking one's house to shelter the proscribed the crime; a gentleman made fleeing it a second one. He bound himself and waited for the escort.
Du Mi's answer was the other half of the code. The order to arrest him reached his own commandery while he sat at his office, and men came to urge him to run to Zhang Jian's road. He would not: the law had made breaking one's house to shelter the proscribed the crime; a gentleman made fleeing it a second one. He bound himself and waited for the escort.
Panel 15: One of those doors had a name. Zhang Jian came at last to the Kong house at Queshan, seeking the elder brother Kong Bao; Bao was away, so the younger, Kong Rong, sixteen years old, let his brother's guest in and lodged him. When the keeping was found out, the family stood in a row to take the blame — the younger said he had decided it, the elder said he had been the head of the house, and the mother said she had not been there to stop them. The court settled the guilt on Kong Bao, and he died.
One of those doors had a name. Zhang Jian came at last to the Kong house at Queshan, seeking the elder brother Kong Bao; Bao was away, so the younger, Kong Rong, sixteen years old, let his brother's guest in and lodged him. When the keeping was found out, the family stood in a row to take the blame — the younger said he had decided it, the elder said he had been the head of the house, and the mother said she had not been there to stop them. The court settled the guilt on Kong Bao, and he died.
Panel 16: Then the prohibition grew teeth and fanned out: the proscribed barred from office for life, their teachers and pupils three degrees of kin deep, and in the commanderies and kingdoms five. Offices filled with the men of no name; the men of name learned the new rule of their lives — an official's salute could ruin you, and every private door was an honour.
Then the prohibition grew teeth and fanned out: the proscribed barred from office for life, their teachers and pupils three degrees of kin deep, and in the commanderies and kingdoms five. Offices filled with the men of no name; the men of name learned the new rule of their lives — an official's salute could ruin you, and every private door was an honour.
Panel 17: The bolt held seventeen years, and it was not virtue that drew it. In 184 the empire caught fire at once in the eastern provinces, and the court found it could not fight a war and outlaw its best military families in the same breath. The man who said it plainly was a eunuch of the inner court, Lü Qiang: leave these men unblessed much longer, he warned the emperor, and they will join Zhang Jue without a second thought. The prohibitions fell.
The bolt held seventeen years, and it was not virtue that drew it. In 184 the empire caught fire at once in the eastern provinces, and the court found it could not fight a war and outlaw its best military families in the same breath. The man who said it plainly was a eunuch of the inner court, Lü Qiang: leave these men unblessed much longer, he warned the emperor, and they will join Zhang Jue without a second thought. The prohibitions fell.
Panel 18: What the prohibitions did cannot be counted in names. The governing class had been shown that its fame was a crime and its schools accomplices — and had been honoured in the showing: the doors that took in the hunted, the men who died bragging of the lists. When the provinces stopped obeying the capital, the families that would inherit its collapse were already made. The roots drank deep, and the tree still stood over them.
What the prohibitions did cannot be counted in names. The governing class had been shown that its fame was a crime and its schools accomplices — and had been honoured in the showing: the doors that took in the hunted, the men who died bragging of the lists. When the provinces stopped obeying the capital, the families that would inherit its collapse were already made. The roots drank deep, and the tree still stood over them.

In this episode

Seven people carried 166 to 184 CE: the critics who named each other as worth dying for, the regent who tried to use them, the eunuch who outlawed them, and the emperor who was too young to know which side he had chosen.

Portrait of Li Ying
Li Ying李膺
d. 169 CE
The judge whose severity made the eunuchs' kin afraid to leave their gates. The first name on the faction's lists, and the first great name it killed.
Portrait of Zhang Jian
d. 198 CE
The inspector who accused the great eunuch's mother's house and was hunted for it; he fled a year and every door he came to took him in, and the age named the flight for him.
Portrait of Du Mi
Du Mi杜密
d. 169 CE
The governor who would not run: the order to arrest him reached his own commandery while he sat at his office, and he went to the prison-wagon of his own will.
Portrait of Fan Pang
Fan Pang范滂
137–169 CE
The inspector who took up his reins with the resolve to make the whole empire clear. When the second list came for him he refused to run, and went into the prison-wagon himself.
Portrait of Chen Fan
Chen Fan陳蕃
d. 168 CE
Grand Tutor, eighty-ish and unbought; in 168 he tried to wipe the inner court out in one morning and died with his cap-strings undone.
Portrait of Dou Wu
Dou Wu竇武
d. 168 CE
Regent and general-in-chief for one season, empress-dowager's kinsman; betrayed by the officers he trusted, he died outside the capital rather than be taken.
Portrait of Zhang Rang
d. 189 CE
Captain of the Retainers and the ablest of the eunuch lords after 168; he kept the boy emperor's ear for twenty years and outlasted every list that damned him.

Myth Check

The Ming romances of the Han dynasties, the stage plays drawn from them and the serials drawn from those are entertainment — and not a source. Where their famous scenes depart from the histories, we leave them out of the story and put them here.

The story you may know

The Partisan Prohibitions were one purge: the emperor struck the scholars in 166 and the matter was settled.

What the sources say

There were two prohibitions eighteen years apart, under two emperors — the first bolted the released prisoners to civil death in 167, the second destroyed them in 169 and extended the outlawry to their schools and families — and the end came only in 184, forced by the Yellow Turban emergency, not by any change of mind at the centre.

Hou Han shu, juan 67, Memoir of the Partisan Prohibitions
The story you may know

The party was a real organisation with a register, office-bearers and membership oaths, as the court's charge alleged.

What the sources say

The lists were the public culture of reputation itself — Three Lords and Eight Elites were names the age's talk hung on men, which Sima Biao then copied — and the only register the record shows is the palace's own roll of the proscribed. That the accused had no organisation is why the fugitive Zhang Jian could be hunted across a year of provinces without a single captured letter of instructions.

Hou Han shu, juan 67, Memoir of the Partisan Prohibitions; Sima Biao, Xu hanshu
The story you may know

Li Ying and the partisans were meek, gentle scholars done in by malice.

What the sources say

They were governors who ruled by the letter and the prison: Li Ying's execution of a man who had read an amnesty in advance and drilled his son to kill inside its cover — the pair were caught, pardoned, and then put to death anyway by the governor who could not stomach it — was lawful by the letter of Han statute on the great crime; what it was not was diplomatic, and the accusation that opened the prohibitions came out of that household. The sources mourn the party's fall as the empire's loss; they do not pretend its members were harmless men.

Hou Han shu, juan 67, Memoir of the Partisan Prohibitions
The story you may know

The partisans were killed in prison by the tens of thousands during the prohibitions.

What the sources say

The Hou Han shu's own figures are smaller and more precise: two hundred and odd named men implicated in the first round, six or seven hundred dead, transported, attainted and disqualified in the second, with the ban on office carried out to the five degrees of kinship. The age's horror came from who died — the first families of the empire, legally, in the emperor's own name — not from the count.

Hou Han shu, juan 67, Memoir of the Partisan Prohibitions
The story you may know

Emperor Ling lifted the prohibitions when he came to see the partisans had been right.

What the sources say

The lifting of 184 was a war measure. The outlawed military families were needed against a rising that took the eastern provinces at once, and the argument was made to the emperor as policy — by the Regular Attendant Lü Qiang, a eunuch, who warned that men long under the bolt would join the rebels without a second thought. The emperor agreed, and the dynasty died anyway: it simply died with the gentry's help rather than in their teeth.

Hou Han shu, juan 67, Memoir of the Partisan Prohibitions; Annals of Emperor Ling

Sources

Every caption and quotation in this episode traces to one of these. Where scholars disagree, the panel says so.

Next

Two prohibitions, eighteen years apart, turned the age's honour-roll into a criminal register. The gentry learned to survive the court; eight provinces learned to ignore it: Episode 13 · The Yellow Turbans (Jizhou and Yingchuan, 184 CE). The sons of the outlawed generation were the ones the empire needed in 184. Or back to the Han line, or meet the cast.